EAGLE X
Compliance Excellence Case Study
THE CHALLENGE
The brokerage faced serious compliance vulnerabilities that threatened their RERA license renewal:
- Insufficient enhanced customer due diligence (EDD) for high-value property transactions
- Limited procedures for source of funds verification
- Staff facing challenges identifying money laundering red flags in real estate deals
- No process for politically exposed persons (PEP) screening
- Risk of regulatory penalties and reputational damage in competitive market
EAGLE X SOLUTION
We delivered a comprehensive 12-week compliance transformation:
Week 1-3
Conducted sector-specific risk assessment identifying vulnerabilities in luxury property transactions, offshore buyers, and cash-intensive deals
Week 3-5
Developed complete AML/CFT policies manual tailored to real estate operations, including property-specific KYC forms and transaction monitoring frameworks
Week 6
Delivered 5 module training program for all agents covering real estate money laundering typologies, suspicious activity recognition, and CDD procedures
Week 7-8
Implemented transaction monitoring solution and established monthly compliance review process
RESULTS ACHIEVED
100%
compliance achieved and license renewed without issues
ALL 15
Agents certified with average training scores of 88%
2
suspicious transactions identified and properly reported within first 2 months